-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PhCbqjduoeNprSG21pw0xt7CX4++Rapg68GKGNappE7Q11KPWUTe0xZnzRT4fB8D x0WysEZbH2LgJTe9jOo4lg== 0000909654-01-000136.txt : 20010209 0000909654-01-000136.hdr.sgml : 20010209 ACCESSION NUMBER: 0000909654-01-000136 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LAWRENCE FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0001121577 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 311724442 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60101 FILM NUMBER: 1528368 BUSINESS ADDRESS: STREET 1: 311 SOUTH FIFTH STREET CITY: IRONTON STATE: OH ZIP: 45638 BUSINESS PHONE: 7405320263 MAIL ADDRESS: STREET 1: 311 SOUTH FIFTH STREET CITY: IRONTON STATE: OH ZIP: 45638 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAWRENCE FEDERAL SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001133096 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 371404925 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: LAWRENCE FEDERAL SAVINGS BANK STREET 2: 311 SOUTH FIFTH STREET CITY: IRONTON STATE: OH ZIP: 45638 BUSINESS PHONE: 7405320263 MAIL ADDRESS: STREET 1: LAWRENCE FEDERAL SAVINGS BANK STREET 2: 311 SOUTH FIFTH STREET CITY: IRONTON STATE: OH ZIP: 45638 SC 13G 1 0001.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Lawrence Financial Holdings, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share ------------------------------------------------------------------ (Title of Class of Securities) 519872-10-5 ----------------------------------------- (CUSIP Number) December 31, 2000 -------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 2 - -------------------------- ------------------------ --------------------------- CUSIP NO. 519872-10-5 13G Page 2 of 5 Pages - -------------------------- ------------------------ --------------------------- - --- ------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lawrence Federal Savings Bank Employee Stock Ownership Plan - --- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /_/ (b) /_/ - --- ------------------------------------------------------------------------ 3 SEC USE ONLY - --- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION State chartered stock savings institution's employee stock benefit plan organized in Ohio. - ----------------- ----- ------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 55,866 BENEFICIALLY OWNED BY ----- ------------------------------------------------------ EACH 6 SHARED VOTING POWER REPORTING 6,200 PERSON WITH ----- ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 62,066 - --- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - --- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 62,066 - --- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.0% of 775,827 shares of Common Stock outstanding as of December 31, 2000. - --- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 LAWRENCE FEDERAL SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G Item 1(a) Name of Issuer: Lawrence Financial Holdings, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 311 South Fifth Street Ironton, OH 45638 Item 2(a) Name of Person Filing: Lawrence Federal Savings Bank Employee Stock Ownership Plan Trustee: First Bankers Trust Company, N.A. 2321 Koch's Lane Quincy, IL 62301 Item 2(b) Address of Principal Business Offices or, if none, Residence: 311 South Fifth Street Ironton, OH 45638 Item 2(c) Citizenship: State chartered stock savings institution's employee stock benefit plan organized in Ohio. Item 2(d) Title of Class of Securities: Common Stock, par value $0.01 per share Item 2(e) CUSIP Number: 519872-10-5 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership. As of December 31, 2000, the reporting person beneficially owned 62,066 shares of the issuer. This number of shares represents 8.0% of the common stock, par value $0.01, of the issuer, based upon 775,827 shares of such common stock outstanding as of December 31, 2000. As of December 31, 2000, the reporting person has sole power to vote or to direct the vote of 55,866 of the shares and shares voting power over 6,200 shares. The reporting person has the sole power to dispose or direct the disposition of 62,066 shares of common stock. Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A Page 4 of 5 pages 5 Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and are not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 7, 2001 -------------------------------------------- (Date) /s/ Carmen Walch -------------------------------------------- (Signature) Carmen Walch First Bankers Trust Company, N.A., as Trustee -------------------------------------------- (Name/Title) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----